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B09 · Category · For Buyers

Legal & Regulatory Due Diligence.

Corporate governance, purchase-agreement architecture, regulatory posture, risk-and-liability mapping. The legal-DD framework that surfaces the contingent exposures the financial layer can't see.

18pieces
In this category
4sub-topics
Sub-hubs
8min avg
Reading time

Corporate Governance

B09Entity good standing — auditing the corporate recordstactical · Corporate Governance8 minB09The ROFR trap — transfer restrictions that kill dealstactical · Corporate Governance8 minB09UCC-1 lien searches — clearing title before you closetactical · Corporate Governance8 min

Purchase Agreement Architecture

B09Asset vs. stock purchase — the default and exceptionstactical · Purchase Agreement Architecture8 minB09The Big Six reps and warranties — what a buyer demandstactical · Purchase Agreement Architecture8 minB09Indemnification mechanics — basket, cap, and survivaltactical · Purchase Agreement Architecture8 min

Regulatory and Compliance

B09Data privacy and GLBA — the cyber-compliance stacktactical · Regulatory and Compliance8 minB09IP and trade names — auditing the agency's brand assetstactical · Regulatory and Compliance8 minB09Regulatory licensing audit — the 80/20 of clean dealstactical · Regulatory and Compliance8 min

Risk and Liability Mapping

B09Carrier change-of-control — the consent that gates closetactical · Risk and Liability Mapping8 minB09E&O tail coverage — the closing-statement surprisetactical · Risk and Liability Mapping8 minB09Litigation history — the live matters hiding as closedtactical · Risk and Liability Mapping8 minB09Producer-defector risk — who can walk with the booktactical · Risk and Liability Mapping8 min
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